Unterberg Legacy Capital

Unterberg Legacy Capital, LLC is called a merchant bank as well as a multi-family office in a May 2025 Oncocyte proxy statement. Company filings list it among investors in an October 2024 securities purchase agreement with Oncocyte and in a November 2025 registered direct offering and private placement by Smith Micro Software.

Type: Multi-family office
Location: United States
Sectors: Public equities

Contacts on file

For Unterberg Legacy Capital, the paid file holds: 1 named decision-maker with roles.

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Notable investments

Smith Micro SoftwareOncocyte

Sources

www.sec.gov/Archives/edgar/data/1642380/000164117225010366/formdef14a.htm
www.sec.gov/Archives/edgar/data/948708/000143774926012555/smsi20260414d_def14a.h
www.sec.gov/Archives/edgar/data/948708/000143774926023324/smsi20260709_s1.htm

Last checked 10 Nov 2026. Is something wrong? Tell us.

Appears in 4 lists

Multi-family offices in the United States (193)Multi-family offices (236)Family offices that invest in public equities (274)Family offices in the United States (481)